Downloadable Forms
Download the Word document to your computer for changing, viewing or printing, now or at later date. Saving a larger file to your hard drive is the best option, particularly if you do not have a fast Internet connection.
  1. Block Sale Report
  2. Claims Relative to Closed Trading Participants
    1. Asian Capital Equities, Inc.
      1. Affidavit of Claim
      2. Claim Processing Sheet
      3. EQ Trade Letter Request
      4. Release Waiver Quitclaim - Corporate Claimants
      5. Release Waiver Quitclaim - Individual Claimants
    2. HK Securities, Inc.
      1. Affidavit of Claim
      2. Claim Processing Sheet
      3. EQ Trade Letter Request
      4. Release Waiver Quitclaim - Corporate Claimants
      5. Release Waiver Quitclaim - Individual Claimants
    3. Marino Olondriz Y Cia
      1. Affidavit of Claim
      2. Claim Processing Sheet
      3. EQ Trade Letter Request
      4. Release Waiver Quitclaim - Corporate Claimants
      5. Release Waiver Quitclaim - Individual Claimants
    4. I. Ackerman & Company, Inc.
      1. Affidavit of Claim
      2. Claim Processing Sheet
      3. EQ Trade Letter Request
      4. Release Waiver Quitclaim - Corporate Claimants
      5. Release Waiver Quitclaim - Individual Claimants
    5. R & L Investments, Inc.
      1. Affidavit of Claim - Corporate Claimants
      2. Affidavit of Claim - Individual Claimants
      3. Claim Processing Sheet - Corporate Claimants
      4. Claim Processing Sheet - Individual Claimants
      5. EQ Trade Letter Request
  3. Done Through Report
  4. Investor Complaint Form